Head of Regulatory Support
T: 01481 743 693
David has over 20 years of experience working within the finance industry. Prior to joining Redwood, David was a compliance consultant for a global trust company, overseeing the compliance monitoring programme for investment, banking and fiduciary companies.
Previously, David spent nearly 8 years at the Guernsey Financial Services Commission as a Senior Analyst in both the Enforcement Division and the Financial Crime Division and as an Analyst in the Investment Division. David was lead case officer on a number of enforcement actions and had extensive involvement in remediation exercises to ensure licensee’s compliance with their regulatory obligations.
David heads up the Regulatory Support division and specialises in regulatory remediation projects.
He is an Associate of the Chartered Institute and Securities and Investments and a member of the Associate of Compliance Anti-Money Laundering Specialists.