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James’ most recent role was with an international auditing firm. James was a Senior Manager heading up the regulatory compliance team that formed part of the Business Risk Services practice. Prior to this James was Head of Compliance (Guernsey) and MLRO for a multi-jurisdictional stockbroking and investment management and its related employee benefits company.
James has over 15 years of experiences in compliance, regulation and risk, having previously been a Senior Analyst for the Guernsey Financial Services Commission and an internal auditor for the States of Guernsey.
Overseeing the heads of each of the divisions, James ensures the practitioners continue to deliver market- leading services.
He is a member of the International Compliance Association and holds the post graduate Diploma in Compliance (ICA) and is also a Certified Accounting Technician.