We have an expert team of professional consultants based in Guernsey and Jersey, with experience in all sectors of the finance industry and more widely.

AML/CFT | Compliance

We have an expert team of professional consultants based in Guernsey and Jersey, with experience in all sectors of the finance industry and more widely.  Our aim is to provide our clients with an efficient tailored outsourced service to ensure compliance with the regulations using innovative solutions.

In addition, we are able to perform projects and reviews to assist in identifying areas of potential risk and advising on mitigation.

Our Services:

AML / CFT

Performing named roles of MLRO, MLCO and NO (Guernsey only)

Board attendance and reporting

Regulatory Liaison and developments

New client on-boarding and periodic reviews

AML/CFT compliance monitoring

Mock regulatory visits, pre visit reviews, preparation and remedial support

AML/CFT manual, policies, procedures and reviews

Interactive video AML/CFT training provided by Redwood Digital Tech

Traditional face-to-face style training

Sanctions updates and sanctions/PEP/adverse media screening

Compliance (Prudential)

Performing named Compliance Officer role (Guernsey only)

Board attendance and reporting

Regulatory liaison and developments

Prudential compliance monitoring and maintenance of registers

Prudential manual reviews

Regulatory visits, pre-visit reviews, preparation and remedial support

Prudential manual, policies, procedures and reviews