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John Tracey

Senior Compliance Manager

John has over 20 years compliance experience in the insurance, investments, funds, private banking, and fiduciary sectors.

His past roles have included Compliance Manager, Head of Quality Assurance and Project Manager. Through these various roles he has managed multiple teams responsible for on-boarding new clients, ensuring compliance with due diligence requirements as well as drafting, modifying, and implementing company policies and procedures. He has also been responsible for compliance monitoring programmes, providing AML/CFT training and ensuring timely notifications to the GFSC through the Online PQ and Submissions Portals. He also holds nominated names roles (MLRO, MLCO and CO) and he has experience in participating in board meetings and providing guidance and support to the board.

John is a fellow of the International Compliance Association. He holds the ICA diploma in Anti-Money Laundering.

Outside of work, John enjoys spending time with his family and going on long walks with his two Labradors and enjoys fishing and football.

John Tracey
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