John Tracey

John has 20 years compliance experience in the insurance, investments, private banking and fiduciary sectors.  

His past roles have included Compliance Manager, Head of Quality Assurance, Static Data Manager and CDD Manager. Through these various roles he has managed multiple teams responsible for on-boarding new clients, ensuring compliance with due diligence requirements as well as drafting, modifying and implementing company policies and procedures. He has also been responsible for compliance monitoring programmes, providing AML/CFT training and ensuring timely notifications to the GFSC through the Online PQ and Submissions Portal.

John is a fellow of the International Compliance Association and member of the Guernsey Association of Compliance Officers. He holds the ICA diploma in Anti-Money Laundering.