Advisory Compliance
Preparation is the key to success
Organisations are under increasing pressure to ensure their compliance functions are fit for purpose and resourced appropriately, minimising the risk of regulatory breaches and keeping them on the front foot – this is where we come in.
Our team has extensive knowledge and expertise in all major compliance areas, from streamlining on-boarding processes to minimising operational disruptions; we are your safe pair of hands, allowing your team to focus on business as usual.
Why Redwood?
We offer a tailored approach
1
We will work with you to understand the unique needs of your business and how compliance is supported throughout the organisation.
We provide extra support where it’s most needed
2
We understand that organisations need to focus on the day job, which is why we’ll provide the compliance support you need so you can do just that.
We are flexible
3
There’s no one-size fits all approach, so we provide retainer or ad hoc support for projects of every shape and size, from a one-hour phone call to a full-time staff member.
In our role, we will
undertake the following
Periodic Client Reviews
Regularly reviewing compliance clients, supporting teams to meet deadlines and ensuring compliance obligations are met, monitoring regulatory developments and implementing new compliance procedures.
Compliance Support
Providing on-the-ground support within the compliance team, assisting and evaluating current compliance policies, procedures and controls and providing training on compliance obligations.
Compliance Monitoring
Assisting with creating and preparing a compliance monitoring plan and providing assistance with compliance monitoring programmes on a periodic basis, whether weekly, monthly or quarterly.
Board Support
Using expertise to update the Board on regulatory changes, communicating regulatory/market developments, regulatory liaison and overseeing general correspondence with the Boards, stakeholders and third-party service providers.
