Who we work with:
Financial Services
Supporting Financial Services clients
Safeguarding governance and compliance best practice has never been more important for finance services specialists, but it can both be time-consuming and costly.
We are adept at providing a bespoke approach to meeting the regulatory needs of financial services clients of every size. Our experienced, high-calibre professionals have the knowledge and expertise to work alongside your team, providing the insights, guidance and operational support needed to keep your business ahead of the game.
Here are just a few of the ways we can help you:
Named Roles
It’s never been more important to have the right professional expertise in place to govern your business. We support clients by providing named roles across the compliance and governance spectrum, from Company Secretary to Money Laundering Reporting Officer (MLRO), Money Laundering Compliance Officer (MLCO), Compliance Officer (CO) and Nominated Officer (NO).
Project Support
Business efficiency and productivity are vital, but this can be a challenge when you need to scale-up operations for busy periods or to undertake remedial work. Whether it’s extra support to cover absence, or deploying a team of experts to ensure your compliance and governance are above board, we move quickly to meet the needs of our clients.
Health Checks
Taking care of ‘business as usual’ means it’s easy to let your regulatory obligations slip, but that can be a costly mistake. We can undertake regular reviews of your procedures and processes in line with current legislation, providing detailed reporting and recommendations on how and where to improve.
Consultancy
Organisations often struggle to keep pace with regulatory changes. Our industry knowledge and expertise mean we can offer impartial and objective advice to transform businesses. Beyond helping to mitigate risk, we can provide solutions that proactively support your team by improving and streamlining processes and procedures.
